A workplace dispute can involve the contract, an internal procedure and a statutory right at the same time.
Start with what happened, the decision made and the outcome you need. Keep the internal process, evidence and external deadline on separate tracks.
Key points
- An employer’s policy does not override legislation, although contractual policies can create additional rights.
- The Acas Code is an important benchmark for disciplinary and grievance procedures, but it is not the only source of employment rights.
- A grievance, disciplinary hearing or appeal does not normally stop an employment tribunal time limit.
- Reasonable adjustments, whistleblowing and discrimination protections can change how an ordinary policy should be applied.
- Keep the allegation, evidence, decision, reasons, appeal and requested remedy distinct.
Start with the event
What has happened at work?
Choose the immediate problem you recognise. The same facts may lead to another guide once the first issue is clear.
Status and terms
Identify the employment relationship and the terms that apply
Status determines which statutory rights are available. The contract, written statement, incorporated policies and later changes establish the starting terms.
Pay, time and leave
Work out whether the issue concerns money, hours, absence or family rights
Do not describe every absence as annual leave. Sickness, emergencies, caring, family leave, flexible working and disability adjustments can engage different rules.
Equality, protection and privacy
Separate unfair treatment from the statutory legal test
Identify the treatment, protected connection or disclosure, decision-maker, reason given and resulting disadvantage. Preserve workplace records without assuming that a SAR replaces tribunal disclosure.
Disciplinary and grievance procedures
Use the Acas framework to test what the employer actually did
The Acas Code expects issues to be handled promptly and consistently, with appropriate investigation, written information, a fair opportunity to respond, a reasoned decision and an appeal.
| Stage | What to check | Useful record |
|---|---|---|
| Investigation | Was the scope clear, was relevant evidence gathered and were conflicting accounts tested? | Terms of reference, notes, documents, witness material and suspension reviews |
| Written case | Was the allegation or grievance specific enough to answer? | Letter, issue list, policy relied on and supporting evidence |
| Meeting or hearing | Was there reasonable notice, disclosure, a chance to respond and the right to be accompanied where it applied? | Invitation, evidence pack, companion request and meeting notes |
| Decision | Do the findings address each issue and explain the evidence and reasoning? | Outcome letter, sanction, requested remedy and reasons |
| Appeal | Were factual, evidential, procedural and proportionality grounds considered impartially? | Appeal grounds, new evidence, hearing record and final outcome |
A failure to follow the Code does not automatically make every decision unlawful. Where a relevant tribunal claim succeeds, unreasonable failure to follow it can affect compensation.
Dismissal, redundancy and leaving
Identify the real reason, the procedure and what is owed
Redundancy, conduct, capability, some other substantial reason and constructive dismissal involve different tests. Do not wait until final pay arrives before checking the appeal and external deadline.
Acas and tribunal
Keep internal action and the external limitation clock separate
Most prospective claimants must notify Acas before presenting an employment tribunal claim. Early conciliation can affect the calculation, but an internal procedure does not normally pause time.
Evidence
Build a compact workplace case record
- Define the event. Record the act, omission or decision, the date and who was responsible.
- Identify the rule. Separate contractual terms, workplace policy, the Acas Code and statutory rights.
- Preserve the documents. Keep the contract, policies, rota, payslips, correspondence, notes and decision letters.
- Record the employer’s reason. Ask what evidence was considered, what finding was made and why.
- State the outcome. Request a defined correction, payment, adjustment, finding, appeal result or other remedy.
- Protect the deadline. Check limitation and Acas early conciliation without waiting for HR to finish.
Official sources
Check the current rules behind this hub
- Acas Code of Practice on disciplinary and grievance procedures
- Acas: early conciliation
- Acas: employment tribunal time limits
- Employment Rights Act 1996
- Equality Act 2010
- Working Time Regulations 1998
This hub focuses on employment law in England, Wales and Scotland. Northern Ireland has a separate framework. Employment law and commencement dates can change, so check the current official source before relying on a deadline or procedure.